Cftc notices

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August undefined, 2024

Web7 hours ago · The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its derivatives clearing organization (DCO) risk management … WebThe Commodity Futures Trading Commission's (CFTC) Whistleblower Program, created by the Dodd-Frank Act, provides monetary incentives to individuals who come forward to report possible violations of the Commodity Exchange Act. ... a whistleblower must also submit an award application when the Whistleblower Office releases a Notice of Covered ...

THINGS TO KNOW Whistleblower.gov

WebMembers should be aware, however, that this Notice does not relieve their regulatory obligations pursuant to the Commodity Exchange Act and the CFTC's Regulations. If … WebFeb 18, 2024 · On December 1, 2024, the NFA issued a notice reminding its members of the annual affirmation requirement for persons or entities claiming an exemption or exclusion from registration as a CPO or CTA under applicable CFTC regulations. 1 This client alert summarizes the key points from the NFA’s notice. Authors: Joseph M. Motto Zachary J. … bollywood theme park dubai image

Britain recognises CFTC oversight of US clearing houses in …

Web7 hours ago · The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its derivatives clearing organization (DCO) risk management regulations adopted under the Commodity Exchange Act (CEA) to permit futures commission merchants (FCMs) that are clearing members (clearing FCMs) to treat the Start Printed … WebAug 16, 2013 · IntroductionOn August 12, 2013, the U.S. Commodity Futures Trading Commission adopted final regulations with respect to commodity pool operators (“CPOs”) of registered investment companies (“RICs”).1 The CFTC’s action will permit CPOs to RICs to satisfy the disclosure, reporting, and recordkeeping requirements that would otherwise … http://www.cffex.com.cn/en_new/Notices/20240414/32080.html bollywood theme park dubai hote

CFTC and SEC Issue Privacy Guidance HUB K&L Gates

WebCarousel Rotation On. Off. Home // Law & Regulation // Public Comments // Public Comment Form WebMar 13, 2024 · Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0049: Procedural Requirements for Requests for Interpretative, … bollywood theme park dubai offersWebOct 6, 1992 · In order to comply with NFA Compliance Rules 2-9, 2-36 and 2-23, as applicable, each FCM, IB, CPO and CTA Member and FDM must diligently supervise the commodity interest activities at its branch offices and/or guaranteed IBs. NFA recognizes that given the differences in the size and complexity of Member firm operations, … gm 799 ls heads

"Web7 hours ago · The Commodity Futures Trading Commission (CFTC or Commission) is announcing an opportunity for public comment on the proposed renewal of a collection of … " - Cftc notices

Cftc notices

NOTICES OF COVERED ACTIONS Whistleblower.gov

WebApr 14, 2024 · The BoE signed an agreement with the U.S. Commodities and Futures Trading Commission (CFTC) in 2024 to share information, and Friday’s announcement … WebWashington, D.C. — The Commodity Futures Trading Commission today filed a civil enforcement action in the U.S. District Court for the Eastern District of New York against …

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WebThe information must have led to a successful resolution of CFTC action or a Related Action; The whistleblower, upon CFTC staff’s request, must provide certain additional information; The whistleblower must have submitted an award application (Form WB-APP) in response to a Notice of Covered Action or a final judgment in a Related Action or both WebNotices of Covered Actions. After submitting a tip, complaint, or referral , wait for the Whistleblower Office to post a Notice of Covered Action.When the Commission obtains a judicial or administrative order that—by itself or together with judgments or orders in related Commission enforcement actions—imposes monetary sanctions exceeding $1,000,000, …

WebFeb 22, 2024 · The CFTC does not post notices regarding Related Actions, so whistleblowers must monitor the websites of other regulators, and the CFTC’s Press … WebMar 13, 2024 · Commodity Exchange Act & Regulations; How Rules Are Made; Federal Register; Public Comments; CFTC Staff Letters; Dispositions; Opinions & Adjudicatory …

Web2 hours ago · The BoE said that it would recognise CFTC assessments of U.S.-based CCPs which operate in Britain. "This assessment enables the Bank to place reliance on the … WebDec 6, 2024 · The CFTC Swaps Report is released at 3:30 p.m. Eastern time on Monday of each week unless otherwise noted. The reporting period is defined as the week ending …

WebThe Commodity Futures Trading Commission, the Federal regulatory agency for futures trading, was established by the Commodity Futures Trading Commission Act of 1974 ( 7 U.S.C. 4a ). The Commission began operation in April 1975, and its authority to regulate futures trading was renewed by Congress in 1978, 1982, 1986, 1992, 1995, and 2000.

WebJul 1, 2003 · interpretive notice In October 2001, the CFTC issued a Statement of Acceptable Practices ("Statement") for ethics training. This Statement replaces the Commission's prescriptive ethics training rule and allows flexibility in the format, frequency and providers of ethics training, permitting each firm to tailor its training program to better ... gm7a-d221bn/a/cp1http://www.cffex.com.cn/en_new/Notices/20240414/32102.html g#m7 b5 guitar chordWebOct 5, 2024 · On September 22, 2024, the Commodity Futures Trading Commission (CFTC or Commission) (1) issued an order settling charges against protocol creator bZeroX, LLC and its founders, and (2) filed a federal civil enforcement action against the Ooki DAO, the unincorporated decentralized autonomous organization (DAO) that was the … bollywood theme park dubai jaan e jigar showWebJun 8, 2024 · The Commodity Futures Trading Commission (“CFTC” or “Commission”) is seeking public responses to this Request for Information to better inform its understanding and oversight of climate-related financial risk as pertinent to the derivatives markets and underlying commodities markets. Public responses to this request will help to inform ... bollywood theme park dubai priceWebApr 14, 2024 · For CSI 1000 index options, contract months with single counted (long or short) aggregate positions of 20,000 lots or more and the current month shall be identified as active options contract months. This Notice shall come into effect on April 21, 2024. The Notice on Information Disclosure Standards for Futures and Options Products (CFFEX ... bollywood theme park dubai timingWebFeb 18, 2024 · Any Member that engages a Third-Party Service Provider to perform a function to meet a regulatory obligation pursuant to an NFA and/or CFTC Requirement … bollywood theme park dubai ticketsWeb( i) A swap dealer or major swap participant that files a notice of adjustment of its reported capital category with the Federal Reserve Board, the Office of the Comptroller of the … gm 6 spoke alloy wheel trailblazer